Our Process

Our Advisory Process

Raymond James is a firm founded on the principles of financial planning. While our investment resources are extensive, our Client Process extends beyond the management of portfolios. It encompasses our clients' lifetime financial needs.

Our team has access to a variety of specialists employed by Raymond James who provide meaningful insight into our process.

advisory process

All successful partnerships begin with a shared understanding.

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Our team uses a variety of tools to understand your personal goals.

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In this step, we execute your customized strategy using the extensive tools available to us through Raymond James.

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Once implemented, we continually monitor the progress of our recommendations relative to your defined objectives.

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Planning for Retirement • Preserving Your Wealth
Building Your Legacy • Wealth Management Solutions

Connection

All successful partnerships begin with a shared understanding. Getting to know our clients and determining if we are a good fit is a vital step in the Advisory Process. Relationships are bonds that grow over time with connection, care, and collaboration. Our advisors are committed to taking the steps necessary to learn about goals and objectives and familiarize potential clients with our philosophy, process, and scope of services to ensure a thriving partnership.

Clairty

After we determine the relationship is a good fit, our team uses a variety tools such as questionnaires and interviews to understand your personal goals, current financial situation, investment experience and risk tolerance. We analyze this information and design solutions based on reaching these objectives. Then, we present our recommendations to you, answer your questions, consider alternatives and outline the steps to implement your plan.

Strategy

In this step, we execute your customized strategy using the extensive tools available to us through Raymond James. This involves the selection of specific account types, investment products and optional services; we then complete the necessary paperwork in a coordinated approach.

Communication

Once implemented, we continually monitor the progress of our recommendations relative to your defined objectives and suggest changes where needed. A key to this step is your involvement in the process and communication of any significant changes in your life. We accomplish this by providing ongoing reporting of your account activity and by conducting periodic reviews.

This process is a dynamic, team-based endeavor.

To be most effective, it should include the client, relevant members of his or her
family, our team, select Raymond James specialists, and outside
professionals where appropriate.

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